Paul, Seattle, and Portland. Regions provides links to other websites merely and strictly for your convenience. Head of Investor Relations. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. David J. Turner, Jr. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Executive Vice President Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Bill Ritter serves as Head of the Wealth Management group at Regions. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Logan M. Pichel Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. 4 Models for the Chief Compliance Officer Role. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. 2023 Regions Bank. He is also a member of the Southeastern Council of Foundations. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Head of Consumer Banking Group. He is responsible for 1,500+ facilities and workplace strategy. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Regions Bank Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. The LifeGreen color is a trademark of Regions Bank. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Executive Vice President Andrews experience and insights will help us build on these accomplishments. Building a detailed plan. Executive Vice President Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Senior Executive Vice President Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Dana W. Nolan Senior Executive Vice President It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. He is a member of the banks Executive Leadership Team. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. His primary focus was financial institutions. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Privacy Policy. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Prior to assuming his current role, he. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Monday through Friday. Senior Executive Vice President Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. William D. Ritter Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Head - Financial Risk. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. He leads the companys Executive Leadership Team. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . C. Ward Cheatham Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. By clicking the "Submit" button, you are agreeing to the At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Additional information about Regions and its full line of products and services can be found at www.regions.com. John M. Turner, Jr. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Andrew Nix will join Regions as chief governance officer on March 17. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Executive Vice President Senior Executive Vice President He is also a member of the companys Executive Leadership Team. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Hope Dmuchowski Chief Financial Officer. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. He was named president in December 2017. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Privacy Policy. He joined Assurant as senior vice president of Information Technology. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. She leads all institutional, retail and fixed income investor relations functions. Gartner helps compliance officers transition confidently andsucceed faster. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Meet Andrew Nix. Chief Risk Officer. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Head of Consumer Banking Group. The LifeGreen color is a trademark of Regions Bank. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. He leads the companys executive leadership team. C. Matthew Lusco Nolan joined Regions in 1989. Jeremy D. King Executive Vice President Prior to assuming her current role, she was named associate director of investor relations in 2010. When making the leap to a new position, almost half (46%) of executives across all functions underperform. . He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Privacy Policy. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Evaluate current compliance program activities and gauge their effectiveness and impact. Senior Executive Vice President FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Danella earned a bachelors degree in Economics and English from Vanderbilt. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Senior Executive Vice President Use this one-page template to communicate your strategy with internal business partners. She is a member of the companys Executive Leadership Team. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. General Counsel and Corporate Secretary. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. By Jeremy King | February 9, 2021. February 9, 2021. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. She currently holds Series 79, Series 63 and Series 24 licenses. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Plimpton joined Regions in 2020, following an 18-year career at General Electric. He is a member of the companys Executive Leadership Team. December 09, 2020, 1:13 p.m. EST 1 Min Read. Andrew Nix will join Regions as chief governance officer on March 17. David Popwell President, Specialty Banking . BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Head of Corporate Responsibility and Community Engagement. Gartner Terms of Use Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Bank compliance officers evaluate policies/procedures and ensure they . Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. 2023Gartner, Inc. and/or its affiliates. Head of the Wealth Management Group. Executive Vice President Senior Executive Vice President By clicking the "Access Your Download" button, you are agreeing to the To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Advisory Services are offered through Cetera Investment Advisers LLC. He is a alumnus of the Graduate School of Banking at Louisiana State University. Executive Vice President She also serves as vice president and program chair. Additionally, he served as a member of RMAs Regulatory Relations Committee. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Nix will report to Tara Plimpton, chief legal officer for the bank. She is also a member of the Rotary Club of Greater Birmingham. Jeremy King | He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. About this role. Tammy LoCascio . Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. ET Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. He began his career at Crestar Mortgage. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Youre about to leave Regions to use an external site. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. William E. Horton Corporate Banking Division Head. Treasurer. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Prior to that role he was Head of Strategic and Corporate planning. Andrews experience and insights will help us build on these accomplishments. Misra is responsible for overseeing the company's data strategy and enterprise data . Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Scott M. Peters Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Chief Human Resources Officer. 8 a.m. 5 p.m. GMT Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Executive Vice President Turner holds a bachelors degree in economics from the University of Georgia. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Chief Risk Officer. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Prior to that, Danella led Private Wealth Management. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. You should consult privacy disclosures at the linked website for further information. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Senior Executive Vice President Executive Vice President He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Privacy Policy. Mehlman received her bachelors degree from Cornell University. Hope D.Mehlman Couch earned a bachelors degree in Corporate Finance from the University of Alabama.
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